Shareholder Dispute: Is an Economist Needed?

By Christopher Skerritt, M.Ed., MBA, Chief of Economic Services · Published · Reviewed

A partnership or shareholder dispute needs an economist when the value of an ownership interest is at issue, when distributions or compensation are alleged to have been diverted, or when a buyout formula in the governing agreement has to be applied to normalized financial statements. The valuation date and the standard of value control the result, and the gap between fair value and fair market value can be substantial for a minority interest in a closely held company. Counsel considering an economist should start with the agreements, because they define the date, the standard, and any formula the analysis must follow.

Checklist

  1. Gather the partnership, shareholder, or operating agreement and any buy-sell provisions
  2. Assemble financial statements, tax returns, and general ledger detail for several years
  3. Identify the valuation date the claim or the agreement requires and the standard of value that applies
  4. Document owner compensation, related-party transactions, and distributions to each owner
  5. Note any prior valuations, offers, or transactions in the company's interests

Questions to ask the economist

Timeline

Two to three weeks to a preliminary value range from the financial statements and agreements. The full valuation follows the retention and records phases.

Required documents

Common pitfalls

Frequently Asked Questions

Why does the standard of value matter so much in a shareholder dispute?

Because fair market value assumes a hypothetical sale between willing parties and may apply minority and marketability discounts, while a fair value standard in an oppression or dissenters' setting may exclude them. For a minority interest in a closely held company the difference can be a large share of the result. The economist identifies the standard the claim requires and states how it was applied.

What drives the cost and timing of a valuation in a shareholder dispute?

The condition of the company's records, the number of years to be normalized, and whether the engagement includes a separate quantification of diverted distributions or excess compensation. A company with clean statements and few related-party items can be valued more quickly than one whose books need reconstruction. The engagement letter scopes the work in phases so counsel can see the cost of each.

Can the valuation date be changed after the analysis starts?

It can, but much of the work is date-specific: the financial statements normalized, the market data, and the rate applied all belong to the valuation date. A change after the analysis is under way means revisiting each of those, which adds time and cost. Fixing the date from the agreements and the claim before retention avoids that.

References

Request a consultation on Partnership and Shareholder Dispute or call (201) 343-0700. Plaintiff and defense counsel.