Fraud: Retaining an Economist

By Christopher Skerritt, M.Ed., MBA, Chief of Economic Services · Published · Reviewed

Retaining an economist or forensic accountant in a fraud or embezzlement matter means agreeing on the period to be reconstructed, the mechanisms suspected, whether the funds are to be traced forward, and the form the result must take: a civil damages figure, a restitution figure, or both. The records request is broad and immediate, because bank records, the general ledger, and supporting documents are the reconstruction, and the engagement letter should address privilege and the chain of custody for records the expert receives.

Checklist

  1. Run the conflict check on the victim entity, the suspected individuals, and counsel
  2. State the period, the suspected mechanisms, and whether tracing is in scope
  3. Request bank statements, cancelled checks, wire records, and the general ledger for the full period
  4. Obtain vendor files, payroll registers, invoices, and approval records
  5. Address privilege, chain of custody, and how records will be received and stored

Questions to ask the economist

Timeline

About one week for retention and the records request, then three to eight weeks of reconstruction depending on the length of the scheme and the volume of transactions, then one to two weeks for the draft and final report.

Required documents

Common pitfalls

Frequently Asked Questions

How does the expert deal with records the suspected individual controlled?

By confirming every amount against records the individual could not alter: bank statements, cancelled checks, and third-party documents. The internal books are used to map the mechanism, but the loss figure rests on the external records so it withstands the argument that the books were manipulated.

How does the engagement handle privilege and a possible criminal referral?

The expert is retained through counsel so the work product is prepared at counsel's direction, and the engagement letter addresses how records are received, logged, and stored. If a referral to law enforcement or an insurance claim is expected, counsel decides what is shared and when. The reconstruction is built so it can serve either proceeding without being redone.

How long does a reconstruction take?

About a week for retention and the records request, then several weeks of transaction-level work depending on the length of the scheme and the volume of activity, then a draft and final report. Bank records that arrive in electronic form move faster than paper statements, and the schedule lengthens for each account and year added. A preliminary estimate can be provided before the full schedule is complete.

References

Request a consultation on Fraud and Embezzlement or call (201) 343-0700. Plaintiff and defense counsel.