Business Valuation Approaches

By Christopher Skerritt, M.Ed., MBA, Chief of Economic Services · Published

A business interest is valued under three recognized approaches: the income approach, which converts expected future cash flows into a present value; the market approach, which draws on prices paid for comparable companies or interests; and the asset approach, which values the company's assets net of its liabilities. The valuator applies the approaches that fit the company, reconciles the indications, and states the standard of value and the valuation date.

When it is used

Business valuation is required in shareholder and partnership disputes, in divorce where a business interest is marital property, in buy-sell disputes, and in damages matters where a business was destroyed rather than merely interrupted. The approach chosen depends on the company's stage, its earnings history, and the availability of comparable transactions.

Step-by-step

  1. Define the engagement: the interest being valued, the valuation date, the standard of value the governing framework requires, and the premise of value, going concern or liquidation
  2. Normalize the historical financial statements by removing non-recurring items, adjusting owner compensation to a market level, and separating non-operating assets
  3. Apply the income approach by projecting cash flows or capitalizing a normalized earnings level, with a discount or capitalization rate built from the company's risk profile
  4. Apply the market approach where comparable transaction or guideline company data exist, and explain the adjustments made for size, growth, and risk
  5. Apply the asset approach where the company's value rests mainly in its assets, or as a floor, and reconcile all indications into a conclusion with stated weights
  6. Consider discounts or premiums for lack of control and lack of marketability where the standard of value and the interest being valued call for them, and document the basis

Data sources

Limitations

Valuation conclusions are sensitive to normalization adjustments, the discount rate, and the treatment of owner compensation, and two valuators can reach different conclusions from the same statements. The standard of value changes the answer: fair market value, fair value, and investment value can diverge materially for the same interest. Discounts for lack of control and marketability are the most litigated inputs and must be tied to the interest actually being valued.

Admissibility

The three approaches are recognized in professional standards and in the courts, and a valuation that follows the published standards and explains its choices is generally admitted. Exclusions follow valuations that apply a standard of value the governing framework does not use, that rely on projections with no support in the company's history, or that apply discounts by rote. The fair market value versus fair value comparison explains the standard-of-value question.

Frequently Asked Questions

Which approach is the right one?

Usually more than one is applied and the results are reconciled. An established company with steady earnings supports the income approach; a company with active comparable transactions supports the market approach; a holding company or a business being liquidated points to the asset approach. The report explains why each was or was not used.

What is a normalization adjustment?

A change to the reported financial statements to show the company's sustainable earning power: removing one-time gains or losses, restating owner salary to what an outside manager would be paid, and separating personal expenses run through the business. Each adjustment is listed and explained.

How does the valuation date affect the result?

Value is measured as of a specific date using what was known or knowable then. Events after that date are generally not considered unless the governing framework directs otherwise, so the choice of date, often set by the framework or agreed by the parties, can change the conclusion.

Services that use this method

References

Request a consultation on Business Valuation Approaches or call (201) 343-0700. Plaintiff and defense counsel.